jefferymora

Linda M. Cash

  • Chief Compliance Officer

“We bring discipline to our investment, operations and compliance activities and seek effective governance and oversight on behalf of our clients.” Linda Cash

In 1995, Linda joined the financial brokerage firm, Smith Barney.  By the year 2000, Linda was promoted to Branch Administrator for the Columbus, Ohio office.  She supervised 30 advisors and staff while obtaining her Series 9 and Series 10 license.  She was awarded  Vice President  in 2001.

While at Smith Barney she held the titles of Client Service Associate, Branch Administrator, Operations Manager, Complex Risk Officer and Complex Service Manager.  She served as Branch Manager at various times throughout her career at Smith Barney.  Linda completed Level I, Level II, and Level III Manager Training while at Smith Barney.  As the Complex Risk Officer, Linda had compliance and regulatory oversight for over 125 employees throughout Ohio. 

As CCO, Linda oversees the financial management and risk management of the firm.  She leads Hicks Capital’s compliance and administrative efforts and is responsible for the financial reporting, technology, and custodial relationships. 

Linda and her husband, Tom resides in Grove City, Ohio. They have three sons and two grandchildren. Linda enjoys spending time with her family and volunteering at her church.

Education
FINRA Series 7, 63, 9 and 10

Professional Memberships
Grove City St. John's Lutheran Church

Hicks Capital Management, LLC | 4200 Regent Street, Suite 4200 | Columbus, OH 43219 | 614.944.5210 | info@hicks-capital.com

Securities offered through Purshe Kaplan Sterling Investments, Member FINRA/SIPC. Headquartered at 18 Corporate Woods Blvd., Albany, NY 12211 Investments through PKS or RIA are: NOT FDIC INSURED, NOT BANK GUARANTEED, MAY LOSE VALUE, INCLUDING LOSS OF PRINCIPAL, NOT INSURED BY ANY STATE OR FEDERAL AGENCY. Purshe Kaplan Sterling Investments and Hicks Capital Management, LLC are not affiliated companies.